How do I Become a Compliance Auditor?

Nicole Madison
Nicole Madison
Nicole Madison
Nicole Madison
A compliance auditor has the job of auditing businesses to make sure they are in compliance with established standards, policies, and procedures.
A compliance auditor has the job of auditing businesses to make sure they are in compliance with established standards, policies, and procedures.

A compliance auditor has the job of auditing businesses to make sure they are in compliance with established standards, policies, and procedures. A person with this job may seek to ensure compliance not only with the regulations the company has created, but also those established by the government. Typically, a person who wants to become a compliance auditor earns a degree in a related subject, such as accounting or finance. Some employers may also prefer job candidates who have experience in accounting or a financial field. A person interested in this career may also seek training in the specific industry in which he plans to work.

Some compliance auditors specialize in HIPAA, which regulates with whom doctors discuss patient files.
Some compliance auditors specialize in HIPAA, which regulates with whom doctors discuss patient files.

Depending on where he works, a compliance auditor may work independently or perform his duties as part of a team. In this job, he usually reviews records to ensure that a company or department is operating according to acceptable standards, company policies, and applicable laws. When an individual in this field learns that a company or department is out of compliance, he may make recommendations for fixing the problem. He may also monitor the changes that are made in order to become compliant. A person in this field is also responsible for recording his findings, whether they are positive or negative.

An individual who wants to become a compliance auditor typically has to complete high school and earn a bachelor’s degree in a finance or accounting major. While master’s degrees may not be required, a person interested in this career may pursue one in order to give himself more job opportunities and better chances for advancement. Additionally, a person who is pursing a career in this field may need experience in a financial field or in area in which he plans to work. For example, a person hoping to work in the environmental resource management field may do well to gain experience with environmental regulations and requirements.

Besides education and experience, a person who wants to become a compliance auditor typically needs certain qualities in order to be a good fit for this job. For example, a person interested in this career is usually expected to work well independently. He is also expected to be honest and capable of performing objective reviews. A person who wants to become a compliance auditor usually needs good verbal and written communication skills as well as a willingness to keep private information confidential. An individual in this field is also expected to be both detail oriented and organized.

Nicole Madison
Nicole Madison

Nicole’s thirst for knowledge inspired her to become a writer, and she focuses primarily on topics such as homeschooling, parenting, health, science, and business. When not writing or spending time with her four children, Nicole enjoys reading, camping, and going to the beach.

Nicole Madison
Nicole Madison

Nicole’s thirst for knowledge inspired her to become a writer, and she focuses primarily on topics such as homeschooling, parenting, health, science, and business. When not writing or spending time with her four children, Nicole enjoys reading, camping, and going to the beach.

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    • A compliance auditor has the job of auditing businesses to make sure they are in compliance with established standards, policies, and procedures.
      By: sakkmesterke
      A compliance auditor has the job of auditing businesses to make sure they are in compliance with established standards, policies, and procedures.
    • Some compliance auditors specialize in HIPAA, which regulates with whom doctors discuss patient files.
      By: Monkey Business
      Some compliance auditors specialize in HIPAA, which regulates with whom doctors discuss patient files.